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Question 1 of 1

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203395

block

Persons who knowingly provide false or misleading evidence, information, or documents are subject to the following maximum penalties:

Select the correct answer(s).

(0/0)

203402

none

UCITS may invest in transferable securities or unspecified money market instruments:

Select the correct answer(s).

(0/0)

203404

none

Records related to customer identification and due diligence need to be maintained for a period of five years from:

Select the correct answer(s).

(0/0)

203408

none

Professional clients who are large undertakings must have a balance sheet total of at least:

Select the correct answer(s).

(0/0)

203411

none

Inside information and significant changes to previously disclosed information needs to be made available by the issuer:

Select the correct answer(s).

(0/0)

203413

none

A feeder UCITS is a UCITS that has been approved to invest in other UCITS or collective investment funds to at least:

Select the correct answer(s).

(0/0)

203416

none

The UCITS needs to produce its half-yearly report within:

Select the correct answer(s).

(0/0)

203420

none

Once CySEC has withdrawn the authorisation of a regulated market, it needs to cease operating as a regulated market and settle all obligations within a period of:

Select the correct answer(s).

(0/0)

203421

none

The authorisation of a CIF will lapse if the CIF has not used its authorisation within:

Select the correct answer(s).

(0/0)

203422

none

In case there is suspicion of alleged violation of Law 144(I) and/or the EU directives, CySEC may (partially) suspend a CIF authorisation for a period of up to:

Select the correct answer(s).

(0/0)

203423

none

CIF need to keep records of all financial transactions for a period of at least:

Select the correct answer(s).

(0/0)

203424

none

AIFMs that manage externally a portfolio of AIFs of less than 250 million need to have a minimum capital of:

Select the correct answer(s).

(0/0)

203427

none

What is the initial capital requirement for UCITS with more than one compartment?

Select the correct answer(s).

(0/0)

203429

none

Up to what percentage of additional capital required from an AIFM can be provided in the form of a guarantee by a credit institution?

Select the correct answer(s).

(0/0)

203437

none

Numbers

Question 1 of 1

Time Left

Persons who knowingly provide false or misleading evidence, information, or documents are subject to the following maximum penalties:

Select the correct answer(s).

(0/0)

UCITS may invest in transferable securities or unspecified money market instruments:

Select the correct answer(s).

(0/0)

Records related to customer identification and due diligence need to be maintained for a period of five years from:

Select the correct answer(s).

(0/0)

Professional clients who are large undertakings must have a balance sheet total of at least:

Select the correct answer(s).

(0/0)

Inside information and significant changes to previously disclosed information needs to be made available by the issuer:

Select the correct answer(s).

(0/0)

A feeder UCITS is a UCITS that has been approved to invest in other UCITS or collective investment funds to at least:

Select the correct answer(s).

(0/0)

The UCITS needs to produce its half-yearly report within:

Select the correct answer(s).

(0/0)

Once CySEC has withdrawn the authorisation of a regulated market, it needs to cease operating as a regulated market and settle all obligations within a period of:

Select the correct answer(s).

(0/0)

The authorisation of a CIF will lapse if the CIF has not used its authorisation within:

Select the correct answer(s).

(0/0)

In case there is suspicion of alleged violation of Law 144(I) and/or the EU directives, CySEC may (partially) suspend a CIF authorisation for a period of up to:

Select the correct answer(s).

(0/0)

CIF need to keep records of all financial transactions for a period of at least:

Select the correct answer(s).

(0/0)

AIFMs that manage externally a portfolio of AIFs of less than 250 million need to have a minimum capital of:

Select the correct answer(s).

(0/0)

What is the initial capital requirement for UCITS with more than one compartment?

Select the correct answer(s).

(0/0)

Up to what percentage of additional capital required from an AIFM can be provided in the form of a guarantee by a credit institution?

Select the correct answer(s).

(0/0)

After receiving its authorization, the UCITS may invest its assets according to the law within a period of:

Select the correct answer(s).

(0/0)

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