Mutual Funds Basics - Practice Exam Element -5 Ethics Disclosures and BestPractices - Created by Ali Arshad

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Question 1 of 1

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419955

120

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Account statement should be sent to investor with in ____________ of realization of financial instrument

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419956

120

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Executives of NBFC shall be appointed as per

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419957

120

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Insider 'Material information' is the information about certain aspects of a company;

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419958

120

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A wing has been setup at Securities and Exchange Commission of Pakistan which is known as _______________ where the clients can file the compliants which will be heard in an efficient and quick manner.

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419959

120

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A common mistake made by a Mutual Fund Sales Agent may usually occur by not rightly assessing the future needs of the customer and/ or by not properly providing investment advice to achieve desired investment target of the investor. With respect to an individual investor, if there is a risk that an investor may not be able to achieve his investment targets, despite his capacities, such a situation is typical example of:

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419960

120

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The ______________ seeks to determine the professional capacity of asset managers.

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419961

120

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When a stock is sold, the selling price _____________________ the book value is the capital gain from the investment.

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419962

120

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Selling high risk products to an investor who has limited resources little free cash flows and low risk appetite is a example of

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419963

120

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In addition to the mention the time for investment, timestamp shall

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419964

120

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Policy Board of SECP shall consist of a maximum of _______ members.

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419965

120

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Mutual Funds Basics - Practice Exam Element -5 Ethics Disclosures and BestPractices - Created by Ali Arshad

Question 1 of 1

Time Left

Account statement should be sent to investor with in ____________ of realization of financial instrument

Select the correct answer(s).

(0/0)

Executives of NBFC shall be appointed as per

Select the correct answer(s).

(0/0)

Insider 'Material information' is the information about certain aspects of a company;

Select the correct answer(s).

(0/0)

A wing has been setup at Securities and Exchange Commission of Pakistan which is known as _______________ where the clients can file the compliants which will be heard in an efficient and quick manner.

Select the correct answer(s).

(0/0)

Select the correct answer(s).

(0/0)

The ______________ seeks to determine the professional capacity of asset managers.

Select the correct answer(s).

(0/0)

When a stock is sold, the selling price _____________________ the book value is the capital gain from the investment.

Select the correct answer(s).

(0/0)

Selling high risk products to an investor who has limited resources little free cash flows and low risk appetite is a example of

Select the correct answer(s).

(0/0)

In addition to the mention the time for investment, timestamp shall

Select the correct answer(s).

(0/0)

Policy Board of SECP shall consist of a maximum of _______ members.

Select the correct answer(s).

(0/0)

If person is 34 years old and want to open a account for VPS, what should be minimum age of retirement

Select the correct answer(s).

(0/0)

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