CSC Practice Exam 1 Aug 23

csc-practice-exam-1-aug-23

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Question 1 of 1

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168781

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Mike is a shareholder of a listed Canadian company that is having its annual general meeting (AGM) in two weeks. The meeting involves changes to the Board of Directors and is considered to be an important meeting. If Mike is unable to attend the AGM but wants to vote, what can he do?

Select the correct answer(s).

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If an individual has 2 personal accounts and 1 account in trust for a minor child, how are these accounts evaluated by the Canadian Investor Protection Fund (CIPF)?

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168783

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What is the best environment to own variable-rate preferred shares?

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168784

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Select the indicator that suggests the economy is approaching the peak phase of the business cycle?

Select the correct answer(s).

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What effect does an improvement in worker productivity have on the level of gross domestic product (GDP)?

Select the correct answer(s).

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168786

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An investor purchased a $75,000 face value, annual pay Government of Canada 6.50% bond due June 1, 2014, at a price of $105.60. The purchase settled 30 days after the last coupon payment. Calculate the amount of accrued interest this investor will pay.

Select the correct answer(s).

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168787

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Select the correct description about a stock that trades on the over-the-counter (OTC) market.

Select the correct answer(s).

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168788

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ABC Ltd., an investment dealer, is the sole underwriter of a new $300 million share issue by MIR Ltd. ABC has agreed to act as the principal on this issue. What is the implication of the arrangement between ABC and MIR?

Select the correct answer(s).

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168789

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What type of corporate bond is secured by a pledge of securities rather than a pledge of real property?

Select the correct answer(s).

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Which method of depreciations deducts a larger dollar amount in the first few years than the last few years?

Select the correct answer(s).

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168791

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What term describes the process where a new issue of a stock has been given clearance by the regulators to be sold to the public?

Select the correct answer(s).

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168792

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What is the term for an investment order that is valid for a specified number of days and then is automatically cancelled if it has not been filled?

Select the correct answer(s).

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168793

120

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What is the term for an investment order placed on behalf of the account of a partner or director of a dealer member?

Select the correct answer(s).

(0/0)

168794

120

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What does time value represent in an option premium?

Select the correct answer(s).

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168795

120

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CSC Practice Exam 1 Aug 23

Question 1 of 1

Time Left

Mike is a shareholder of a listed Canadian company that is having its annual general meeting (AGM) in two weeks. The meeting involves changes to the Board of Directors and is considered to be an important meeting. If Mike is unable to attend the AGM but wants to vote, what can he do?

Select the correct answer(s).

(0/0)

If an individual has 2 personal accounts and 1 account in trust for a minor child, how are these accounts evaluated by the Canadian Investor Protection Fund (CIPF)?

Select the correct answer(s).

(0/0)

What is the best environment to own variable-rate preferred shares?

Select the correct answer(s).

(0/0)

Select the indicator that suggests the economy is approaching the peak phase of the business cycle?

Select the correct answer(s).

(0/0)

What effect does an improvement in worker productivity have on the level of gross domestic product (GDP)?

Select the correct answer(s).

(0/0)

An investor purchased a $75,000 face value, annual pay Government of Canada 6.50% bond due June 1, 2014, at a price of $105.60. The purchase settled 30 days after the last coupon payment. Calculate the amount of accrued interest this investor will pay.

Select the correct answer(s).

(0/0)

Select the correct description about a stock that trades on the over-the-counter (OTC) market.

Select the correct answer(s).

(0/0)

ABC Ltd., an investment dealer, is the sole underwriter of a new $300 million share issue by MIR Ltd. ABC has agreed to act as the principal on this issue. What is the implication of the arrangement between ABC and MIR?

Select the correct answer(s).

(0/0)

What type of corporate bond is secured by a pledge of securities rather than a pledge of real property?

Select the correct answer(s).

(0/0)

Which method of depreciations deducts a larger dollar amount in the first few years than the last few years?

Select the correct answer(s).

(0/0)

What term describes the process where a new issue of a stock has been given clearance by the regulators to be sold to the public?

Select the correct answer(s).

(0/0)

What is the term for an investment order that is valid for a specified number of days and then is automatically cancelled if it has not been filled?

Select the correct answer(s).

(0/0)

What is the term for an investment order placed on behalf of the account of a partner or director of a dealer member?

Select the correct answer(s).

(0/0)

What does time value represent in an option premium?

Select the correct answer(s).

(0/0)

What term refers to a senior security that has the primary entitlement to a company's assets and earnings?

Select the correct answer(s).

(0/0)

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