None of the above
Clients’ orders may be aggregated only with prior consent by client
Clients orders can never be aggregated
Similar orders by different clients may be aggregated and executed together
Retail clients’ orders must be executed first and in priority from professional clients’ orders
This constitutes an administrative offence punishable with a fine of maximum €175.000
This constitutes an administrative offence punishable with a fine of maximum €350.000
This constitutes a criminal offence, punishable with imprisonment maximum 5 years and/or a fine of maximum €350.000 and an administrative fine of maximum €350.000
This constitutes a criminal offence, punishable with imprisonment maximum 5 years and an administrative find of maximum €350.000
Internal procedures and controls of Investment Firms
Best Execution of orders
Good corporate governance in listed companies
Code of Conduct of persons employed in Investment Firms
The provision of portfolio management to a retail client concerning stocks listed on a multilateral facility
The provision of investment advice to a retail client concerning a stock listed in a stock exchange
All of the above
The provision of portfolio management to a professional client concerning stocks listed in a stock exchange
Regulated markets have clear and transparent rules regarding the admission of financial instruments to trading
Regulated markets establish arrangements which facilitate their members in obtaining access to information which has been made public regarding listed financial instruments
Regulated markets establish and maintain effective arrangements to verify that issuers of transferable securities that are admitted to trading comply with their obligations in respect of initial, ongoing or ad-hoc disclosure obligations.
Regulated markets may be operated by investment firms or market operators
always disclose quotes to the clients
never disclose quotes to retail clients
always disclose quotes on the request of the clients when dealing in transaction sizes up to standard market size
always disclose quotes on the request of the clients
The Central Bank of Cyprus and the European Central Bank together
The Central Bank of Cyprus
Both Central Bank of Cyprus and the Cyprus Securities and Exchange Commission
The European Central Bank
ABC is not allowed under MiFiD to act as introducing broker
the fees are not regarded as inducement if the payment to the introducing broker is disclosed
No issue in the transaction. The transaction is a common practice
The transaction is void because it is illegal
a subsidiary of a parent undertaking that provides investment advice only to the parent
a subsidiary of an insurance authorized by the Republic that provides investment advice to clients
a subsidiary of an Investment Firm that performs investment services to clients
a subsidiary of a credit institution authorized by the a 3rd country that provides portfolio management to clients
any investment services only but not ancillary services
any Investment services covered under the Cyprus Investment Firm’s license and all the ancillary services
any investment and ancillary services under Law 144/2007
any of the investment and ancillary services covered under the Law 144
5%, 10%, 15%, 20%, 25%, 30%, 50%, 75%
5%, 10%, 20%, 25%, 30%, 50%, 75%
20%, 30%, 50%
5%, 10%, 20%, 30%, 50%, 75%
Brokerage commission charged to clients for the sale of a specific stock
Fees which aim at increasing the order flow from an investment firm to another
Commission from 3rd party investment firms for executing a specific transaction when this is disclosed to the client
Custody fees for the safekeeping of financial instruments
4 months from the end of the financial year
6 months from the end of the financial year
2 months from the end of the financial year
8 months from the end of the financial year20 days
너는 정확하게 대답했다.
당신이 잘못 대답했습니다.
너는 시간이 없어.
점수 또는 평점을 저장하려면 로그인하거나 등록해야합니다.
텍스트에 적합한 오디오 언어를 설정하십시오.
단어를 강조 표시하여 학습을 향상시킵니다.
로그인 할 필요없이 퀴즈, 코스 및 플래시 카드를 재생할 수 있습니다. 그러나 점수를 저장하고 퀴즈, 코스 및 플래시 카드를 만들려면 로그인해야합니다. 오디오를 재생하려면 전문 계정에 로그인해야합니다.
학습을 한 차원 높여보십시오. 프로페셔널 계정으로 업그레이드하면 질문을 큰소리로 듣고 다른 많은 혜택을 누릴 수 있습니다.
귀하가 작성한 질문이나 답변에 대한 오디오가 생성됩니다.
많은 사람들이 그들이 배운 것을 듣고 더 잘 배웁니다. 외국어 학습을 위해 우리는 18 개 이상의 언어를 지원했습니다.
지원 언어로는 덴마크어, 네덜란드어, 영어, 프랑스어, 독일어, 아이슬란드 어, 이탈리아어, 일본어, 한국어, 노르웨이어, 폴란드어, 포르투갈어, 루마니아어, 러시아어, 스페인어, 스웨덴어, 터키어, 웨일스 어 등이 있습니다.
또한 단어를 소리내어 읽음으로써 자동 단어 단위 강조 기능을 지원합니다.
Apple App Store에서 볼 Topgrade 응용 프로그램을 선택하십시오.
Google Play에서 볼 수있는 Topgrade 앱을 선택합니다.